Filing Details

Accession Number:
0001455754-11-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-28 12:00:00
Reporting Period:
2011-01-27
Filing Date:
2011-01-28
Accepted Time:
2011-01-28 16:29:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204717 C John Mitchell 52 South Broad Street
Norwich NY 13815
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Acquisiton 2011-01-27 658 $14.35 31,772 No 4 M Direct
Nbt Bancorp Inc. Common Stock Disposition 2011-01-27 658 $24.27 31,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-01-27 658 $0.00 658 $14.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-01-28 2012-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 164,041 Indirect by Corporation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $17.60 2004-01-01 2013-01-01 1,012 1,012 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.75 2006-05-01 2015-05-01 1,750 1,750 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $21.74 2007-05-01 2016-05-01 1,625 1,625 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.14 2005-01-01 2014-01-01 1,438 1,438 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.48 2008-05-01 2017-05-01 1,800 1,800 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.55 2009-05-01 2018-05-01 2,000 2,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $23.27 2006-01-20 2015-01-20 700 700 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $23.83 2006-11-10 2014-11-10 1,034 1,034 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-01-01 1,012 1,012 Direct
2015-05-01 1,750 1,750 Direct
2016-05-01 1,625 1,625 Direct
2014-01-01 1,438 1,438 Direct
2017-05-01 1,800 1,800 Direct
2018-05-01 2,000 2,000 Direct
2015-01-20 700 700 Direct
2014-11-10 1,034 1,034 Direct
Footnotes
  1. Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
  2. Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.