Filing Details
- Accession Number:
- 0000095052-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 16:51:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1036230 | Scott E Beattie | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2011-01-13 | 4,490 | $13.31 | 1,085,552 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-01-13 | 4,490 | $24.62 | 1,081,062 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-01-14 | 500 | $0.00 | 1,080,562 | No | 5 | G | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-01-14 | 27,409 | $13.31 | 1,107,971 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-13 | 4,490 | $0.00 | 4,490 | $13.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-14 | 27,409 | $0.00 | 27,409 | $13.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,409 | 2002-01-31 | 2011-01-31 | No | 4 | M | Direct |
| 0 | 2002-01-31 | 2011-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 130,000 | Indirect | Thru GRAT |
Footnotes
- Partial exercise and sale as part of an exercise and hold of a stock option expiring on January 31, 2011, pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2010.
- Reflects the weighted average price of 4,490 shares of common stock of the Issuer sold in multiple transactions on January 13, 2011 with the sale price ranging from $24.46 to $24.81 per share as part of an exercise and hold of a stock option expiring January 31, 2011. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares gifted to an unaffiliated third party.
- Completion of a cashless exercise and hold of a portion of a stock option expiring on January 31, 2011.
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