Filing Details
- Accession Number:
- 0001420506-11-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 15:00:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308901 | A Thomas Dziki | 313 Iron Horse Way Providence RI 02908 | Chrso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-14 | 2,500 | $18.66 | 7,885 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-14 | 12,500 | $28.14 | 20,385 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-14 | 3,000 | $25.37 | 23,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-14 | 14,687 | $36.58 | 8,698 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-14 | 2,500 | $0.00 | 2,500 | $18.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-14 | 12,500 | $0.00 | 12,500 | $28.14 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-14 | 3,000 | $0.00 | 3,000 | $25.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-03 | No | 4 | M | Direct | |
| 0 | 2014-12-01 | No | 4 | M | Direct | |
| 0 | 2015-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,264 | Indirect | See footnote |
Footnotes
- Includes 2,243 shares of common stock allocated to Mr. Dziki under the United Natural Foods, Inc. Employee Stock Ownership Plan and 21 shares of common stock allocated to Mr. Dziki under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of January 17, 2011.
- The employee stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $36.57 to $36.71.
Billionaire Hedge Funds
