Filing Details

Accession Number:
0001140361-11-003126
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-18 12:00:00
Reporting Period:
2011-01-13
Filing Date:
2011-01-18
Accepted Time:
2011-01-18 11:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187212 Iii L John Sullivan 112 Bridge Street
Naugatuck CT 06770
Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-13 310 $18.00 34,563 No 4 S Direct
Common Stock Disposition 2011-01-14 753 $18.00 33,810 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Qualified employee stock option Acquisiton 2001-04-26 0 $0.00 4,000 $9.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2011-04-26 No 4 A Direct
Footnotes
  1. On January 13, 2011, 310 shares sold on the open market for $18.00 per share.
  2. On January 14, 2011, 753 shares sold on the open market for $18.00 per share.
  3. The original 4/26/2001 option was for 15,000 shares at $14.40 per share. 5,800 shares were vested on 1/1/2004; 6,944 shares were vested on 1/1/2005; and the remaining 2,256 shares were vested on 1/1/2006. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.60 per share. On October 28, 2010 1,000 shares were exercised, on November 4, 2010 2,000 shares were exercised, on November 9, 2010 4,000 shares were exercised, on December 1, 2010 7,500 shares were exercised and on January 3, 2011 4,000 shares were exercised at $9.60 per share, leaving a balance of 4,000 shares.