Filing Details

Accession Number:
0000950103-11-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-18 12:00:00
Reporting Period:
2011-01-13
Filing Date:
2011-01-18
Accepted Time:
2011-01-18 17:02:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275014 Ultra Clean Holdings Inc UCTT Semiconductors & Related Devices (3674) 611430858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283713 Deborah Hayward Ultra Clean Holdings, Inc.
26462 Corporate Ave.
Hayward CA 94545
Sr. Vice President, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-13 10,000 $1.00 41,251 No 4 M Direct
Common Stock Disposition 2011-01-13 10,000 $12.00 31,251 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-01-13 10,000 $0.00 10,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 2004-02-21 2013-02-21 No 4 M Direct
Footnotes
  1. Sale of shares pursuant to Rule 10b5-1 Plan adopted in November 2009
  2. The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.