Filing Details

Accession Number:
0001181431-10-059193
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 12:00:00
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 15:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc CALX Communications Services, Nec (4899) 680438710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483787 Roger Weingarth C/O Calix, Inc.
1035 N. Mcdowell Blvd.
Petaluma CA 94954
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-01 20,000 $0.49 319,968 No 4 M Direct
Common Stock Disposition 2010-12-01 20,000 $13.58 299,968 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-12-01 20,000 $0.00 20,000 $0.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2013-03-27 No 4 M Direct
Footnotes
  1. Includes 170,332 restricted stock units.
  2. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  3. 100% of the shares subject to the option are fully vested and exercisable.