Filing Details

Accession Number:
0001181431-10-059194
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 12:00:00
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 15:09:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc CALX Communications Services, Nec (4899) 680438710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1163715 E Michael Marks C/O Riverwood Capital Llc
70 Willow Road, Suite 100
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-01 337,719 $13.24 100,000 No 4 S Indirect See Footnotes
Common Stock Disposition 2010-12-01 15,000 $13.40 14,786 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,266 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.0000 to $13.4550, inclusive. Full information on the number of shares sold at each sale price is available upon request.
  2. Shares held by Riverwood Capital LLC.
  3. The manager of Riverwood Capital LLC is Ironwood Management, LLC. The sole member of Ironwood Management, LLC is Michael Marks. The manager of WB Investors, LLC is Michael Marks. Mr. Marks disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.4000 to $13.4300, inclusive. Full information on the number of shares sold at each sale price is available upon request.
  5. Shares held by WB Investors, LLC.
  6. Restricted stock units.