Filing Details

Accession Number:
0001171437-10-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 12:00:00
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 17:32:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1165002 Westwood Holdings Group Inc WHG Investment Advice (6282) 752969997
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171437 O Brian Casey 200 Crescent Court
Suite 1200
Dallas TX 75201
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-01 5,000 $0.00 465,564 No 5 G Direct
Common Stock Disposition 2010-12-01 1,950 $0.00 463,614 No 5 G Direct
Common Stock Acquisiton 2010-12-01 650 $0.00 1,300 No 5 G Indirect As UTMA custodian for daughter
Common Stock Acquisiton 2010-12-01 650 $0.00 1,300 No 5 G Indirect As UTMA custodian for son
Common Stock Acquisiton 2010-12-01 650 $0.00 1,300 No 5 G Indirect As UTMA custodian for son
Common Stock Disposition 2010-12-02 1,300 $36.36 0 No 4 S Indirect As UTMA custodian for daughter
Common Stock Disposition 2010-12-02 1,300 $36.36 0 No 4 S Indirect As UTMA custodian for son
Common Stock Disposition 2010-12-02 1,300 $36.36 0 No 4 S Indirect As UTMA custodian for son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 5 G Indirect As UTMA custodian for daughter
No 5 G Indirect As UTMA custodian for son
No 5 G Indirect As UTMA custodian for son
No 4 S Indirect As UTMA custodian for daughter
No 4 S Indirect As UTMA custodian for son
No 4 S Indirect As UTMA custodian for son
Footnotes
  1. Represents gift of shares to a charitable gift fund.
  2. Represents transfer of shares to reporting person as custodian for each of his three children under Uniform Transfers to Minors Act.
  3. Represents transfer of shares to reporting person as custodian for daughter under Uniform Transfers to Minors Act.
  4. Represents transfer of shares to reporting person as custodian for son under Uniform Transfers to Minors Act.
  5. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $35.81 to $36.55 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.