Filing Details
- Accession Number:
- 0001179110-10-016910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 16:47:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291981 | Wendy Diddell | 40W267 Keslinger Road Lafox IL 60147 | Evp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-02 | 6,803 | $8.35 | 6,803 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 6,803 | $10.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 8,000 | $8.58 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 8,000 | $10.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 597 | $7.24 | 597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-02 | 597 | $10.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-02 | 6,803 | $0.00 | 6,803 | $8.35 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-02 | 8,000 | $0.00 | 8,000 | $8.58 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-02 | 597 | $0.00 | 597 | $7.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-19 | 2015-10-19 | No | 4 | M | Direct |
| 2,000 | 2010-10-17 | 2016-10-17 | No | 4 | M | Direct |
| 5,000 | 2010-10-09 | 2017-10-09 | No | 4 | M | Direct |
Footnotes
- The exercise and sale reported in the Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Exercise of employee stock option of which 2,000 shares each vested on October 17, 2007, 2008, 2009, 2010.
- Partial exercise of of an employee stock option of which 2,500 shares each vested on October 9, 2008, 2009, 2010.
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