Filing Details
- Accession Number:
- 0001181431-10-059321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 16:57:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257779 | Clay A Leighton | C/O Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-01 | 5,000 | $1.17 | 84,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 5,000 | $1.17 | 89,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 5,000 | $1.23 | 94,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 15,000 | $10.27 | 79,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 5,000 | $0.00 | 5,000 | $1.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 5,000 | $0.00 | 5,000 | $1.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 5,000 | $0.00 | 5,000 | $1.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,392 | 2011-10-25 | No | 4 | M | Direct | |
| 1,608 | 2011-10-25 | No | 4 | M | Direct | |
| 180,000 | 2018-12-15 | No | 4 | M | Direct |
Footnotes
- The shares are being sold pursuant to a 10b5-1 plan.
- Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $10.00 to $10.43.
- The underlying shares vested monthly over three years commencing on September 30, 2001 and are subject to change of control vesting per standard company policy for directors and officers.
- The underlying shares vested monthly over three years commencing on September 30, 2001 and are subject to change of control vesting per standard company policy for directors and officers.
- The underlying shares vest monthly over four years commencing on December 15, 2008 and are subject to change of control vesting per standard company policy for directors and officers.
Billionaire Hedge Funds
