Filing Details

Accession Number:
0000919574-10-006140
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-05 13:00:00
Reporting Period:
2010-11-03
Filing Date:
2010-11-05
Accepted Time:
2010-11-05 16:23:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
827809 Qlt Inc QLTI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351143 Axial Capital Management, Llc 101 Park Avenue
48Th Floor
New York NY 10178
No No Yes No
1483841 Assouline, Eliav 101 Park Avenue
48Th Floor
New York NY 10178
No No Yes No
1483848 Marc Andersen 101 Park Avenue
48Th Floor
New York NY 10178
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-03 2,600 $5.60 6,788,636 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The reported securities are directly owned by certain private investment vehicles managed by Axial Capital Management LLC and may be deemed beneficially owned by Axial Capital Management LLC as the investment manager of such private investment vehicles. The reported securities also may be deemed beneficially owned by Marc Andersen and Eliav Assouline as the Managing Members of Axial Capital Management LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.