Filing Details
- Accession Number:
- 0001181431-10-055349
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:00:00
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 16:37:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489631 | David Morse | C/O Faro Technologies, Inc. 125 Technology Park Lake Mary FL 32746 | Svp, Americas Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 1,334 | $19.34 | 4,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 1,150 | $22.28 | 5,479 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 4,388 | $13.04 | 9,867 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 6,872 | $28.42 | 2,995 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-11 | 1,334 | $0.00 | 1,334 | $19.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-11 | 1,150 | $0.00 | 1,150 | $22.28 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-11 | 4,388 | $0.00 | 4,388 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-16 | No | 4 | M | Direct | |
| 1,150 | 2015-08-12 | No | 4 | M | Direct | |
| 8,776 | 2019-03-12 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for such transaction is $28.09 to $28.78. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The option became vested in three equal annual installments on each of 08/16/05, 08/16/06 and 08/15/07.
- The option became vested in three equal annual installments on each of 08/12/06, 08/12/07 and 08/12/08.
- The option became vested as to 4,388 options on 03/12/10; 4,388 options will vest on each of 03/12/11 and 03/12/12.
Billionaire Hedge Funds
