Filing Details
- Accession Number:
- 0001181431-10-053801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 17:39:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438914 | Kenneth Lochiatto | 800 S. Northpoint Blvd Waukegan IL 60085 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 22,500 | $18.26 | 47,473 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 10,790 | $16.95 | 58,263 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 40,633 | $43.15 | 17,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-11-03 | 22,500 | $0.00 | 22,500 | $18.26 |
| Common Stock | Stock Option | Disposition | 2010-11-03 | 10,790 | $0.00 | 10,790 | $16.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2016-06-30 | No | 4 | M | Direct | |
| 0 | 2016-08-14 | No | 4 | M | Direct |
Footnotes
- Includes 16,430 shares of restricted stock or restricted stock units and 360 shares acquired under the WMS stock purchase plan on September 30, 2010.
- The details of these trades were as follows: 1,741 at $43.00, 1,259 at $43.01, 1,900 at $43.02, 1,700 at $43.03, 1,900 at $43.04, 800 at $43.05, 1,100 at $43.06, 400 at $ 43.07, 300 at $43.08, 200 at $43.09, 300 at $43.10, 1,000 at $43.13, 2,600 at $43.14, 300 at $43.15, 100 at $43.16, 500 at $43.17, 1,700 at $43.18, 13,100 at $43.19, 5,100 at $43.20, 400 at $43.21, 212 at $43.22, 100 at $43.24, 200 at $43.25, 100 at $43.26, 1,300 at $43.28, and 2,321 at $43.30.
- The option vested in four equal annual installments beginning on 6/30/2007.
- The option vested in three equal annual installments beginning on 8/14/2007.
Billionaire Hedge Funds
