Filing Details

Accession Number:
0001209191-10-053483
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-05 13:00:00
Reporting Period:
2010-11-04
Filing Date:
2010-11-05
Accepted Time:
2010-11-05 18:00:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296461 B N James Rucker C/O Marketaxess Holdings Inc.
140 Broadway, 42Nd Floor
New York NY 10005
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Acquisiton 2010-11-04 5,557 $3.60 158,122 No 4 M Direct
Common Stock, Par Value $0.003 Per Share Acquisiton 2010-11-04 8,708 $2.70 166,830 No 4 M Direct
Common Stock, Par Value $0.003 Per Share Disposition 2010-11-04 14,265 $18.75 152,565 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.003 Per Share Stock Option (right to buy) Disposition 2010-11-04 5,557 $0.00 5,557 $3.60
Common Stock, Par Value $0.003 Per Share Stock Option (right to buy) Disposition 2010-11-04 374 $0.00 374 $2.70
Common Stock, Par Value $0.003 Per Share Stock Option (right to buy) Disposition 2010-11-04 8,334 $0.00 8,334 $2.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,560 2011-06-15 No 4 M Direct
0 2012-03-31 No 4 M Direct
0 2012-12-30 No 4 M Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $18.60 to $19.02. The price reported above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
  2. The stock option is fully exercisable.