Filing Details

Accession Number:
0001209191-10-053733
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 12:00:00
Reporting Period:
2010-11-04
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 17:10:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047188 Penwest Pharmaceuticals Co PPCO Pharmaceutical Preparations (2834) 911513032
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1100962 Endo Pharmaceuticals Holdings Inc 100 Endo Boulevard
Chadds Ford PA 19317
No No Yes No
1501813 West Acquisition Corp. 100 Endo Boulevard
Chadds Ford PA 19317
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-11-04 3,173,334 $0.00 33,627,009 No 4 P Indirect owned through wholly owned corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect owned through wholly owned corporation
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Options Options Acquisiton 2010-11-04 928 $0.00 928 $2.62
Options Options Acquisiton 2010-11-04 398 $0.00 398 $3.05
Options Options Acquisiton 2010-11-04 250 $0.00 250 $3.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,576 2009-03-13 2010-12-31 No 4 P Indirect
1,576 2009-06-11 2010-12-31 No 4 P Indirect
1,576 2009-01-22 2010-12-31 No 4 P Indirect
Footnotes
  1. Reflects shares of common stock, par value $0.001 per share ("Shares"), not tendered in the tender offer pursuant to the Agreement and Plan of Merger, dated August 9, 2010, by and among the Company, Endo Pharmaceuticals Holdings Inc. ("Parent") and West Acquisition Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Parent ("Purchaser"), and deemed acquired at a price of $5.00 per Share, net to the seller in cash, without interest and less any required withholding taxes, pursuant to the consummation of the merger of the Purchaser with and into the Company (the "Merger"). At the effective time of the Merger, the aforementioned shares and options were cancelled and ceased to exist and each share of the Purchaser converted into shares of the Company. Purchaser's separate corporate existence ceased and the Company survived as an indirect wholly owned subsidiary of the Parent.