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Filing Details

Accession Number:
0001012975-10-000373
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-21 13:00:00
Reporting Period:
2010-10-19
Filing Date:
2010-10-21
Accepted Time:
2010-10-21 17:43:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024520 World Heart Corp WHRT Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192212 Philippe Chambon C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1231092 James Niedel C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1247851 Ronald Hunt C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1253170 Srinivas Akkaraju C/o New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
No No Yes No
1340806 K Vijay Lathi C/o New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
No No Yes No
1441439 New Leaf Ventures Ii, L.p. C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1441857 New Leaf Venture Management Ii, L.l.c. C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1441858 New Leaf Venture Associates Ii, L.p. C/o New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-19 2,341,920 $2.14 6,063,603 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2010-10-19 2,341,920 $2.14 2,341,920 $2.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,341,920 2010-10-19 2015-10-19 No 4 P Direct
Footnotes
  1. Represents the per unit purchase price of a share of common stock and a five-year warrant to purchase one share of common stock.
  2. The securities are directly held by New Leaf Ventures II, L.P. ("NLV II") and indirectly held by New Leaf Venture Associates II, L.P. ("NLV Associates"), the sole general partner of NLV II, New Leaf Venture Management II, L.L.C. ("NLV Management"), the sole general partner of NLV Associates, and the individual managers of NLV Management (NLV Associates, NLV Management and the individual managers of NLV Management each, an "Indirect Reporting Person"). The individual managers of NLV Management filing jointly with NLV II, NLV Associates and NLV Management are Philippe O. Chambon, James Niedel, Vijay Lathi, Ronald Hunt and Srinivas Akkaraju. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV II shares and warrants in which such Indirect Reporting Person has no actual pecuniary interest therein.