Filing Details

Accession Number:
0001140361-10-041748
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-20 13:00:00
Reporting Period:
2009-08-21
Filing Date:
2010-10-20
Accepted Time:
2010-10-20 16:48:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120792 Nfinanse Inc. NFSE Short-Term Business Credit Institutions (6153) 651071956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134583 A Donald Harris C/O Nfinanse Inc.
3923 Coconut Palm Drive, Suite 107
Tampa FL 33619
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series D Preferred Stock Acquisiton 2009-08-21 117,592 $3.00 117,592 No 4 P Indirect (1)
Series D Preferred Stock Acquisiton 2009-08-21 1,889 $3.00 119,481 No 4 P Direct
Series D Preferred Stock Acquisiton 2009-12-01 2,917 $3.00 122,398 No 4 P Direct
Series E Preferred Stock Acquisiton 2010-07-03 66,667 $1.50 66,667 No 4 P Indirect (2)
Series E Preferred Stock Acquisiton 2010-09-30 5,000 $1.50 71,667 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect (1)
No 4 P Direct
No 4 P Direct
No 4 P Indirect (2)
No 4 P Direct
Footnotes
  1. Represents 117,592 shares of Series D Preferred Stock beneficially owned directly by 5 Star Partnership. Mr. Harris holds voting power as the President of 1162 Management, LLC, which is the general partner of 5 Star Partnership. Mr. Harris disclaims beneficial ownership of the securities held by these entities except for his pecuniary interest therein.
  2. Represents 66,667 shares of Series E Preferred Stock beneficially owned directly by 5 Star Partnership. Mr. Harris holds voting power as the President of 1162 Management, LLC, which is the general partner of 5 Star Partnership. Mr. Harris disclaims beneficial ownership of the securities held by these entities except for his pecuniary interest therein.