Filing Details
- Accession Number:
- 0000916002-10-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-15 13:00:00
- Reporting Period:
- 2010-09-10
- Filing Date:
- 2010-09-15
- Accepted Time:
- 2010-09-15 12:27:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30302 | Duckwall Alco Stores Inc | DUCK | Retail-Variety Stores (5331) | 480201080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408980 | R. Donny Johnson | 14831 N. Trent Street Tahlequah OK 74464 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-10 | 2,500 | $9.25 | 6,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,500 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy 08/01/2007) | $39.67 | 2008-08-01 | 2012-08-01 | 25,000 | 25,000 | Direct |
| Common Stock | Stock option (right to buy 05/14/2008) | $15.61 | 2009-05-14 | 2013-05-14 | 20,000 | 45,000 | Direct |
| Common Stock | Stock option (right to buy 03/13/2009) | $9.25 | 2010-03-13 | 2014-03-13 | 10,000 | 55,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-08-01 | 25,000 | 25,000 | Direct |
| 2013-05-14 | 20,000 | 45,000 | Direct |
| 2014-03-13 | 10,000 | 55,000 | Direct |
Footnotes
- The options vest in four equal annual installments on August 1, 2008, 2009, 2010, and 2011.
- The options vest in four equal annual installments on May 14, 2009, 2010, 2011, and 2012.
- The options vest in four equal annual installments on March 13, 2010, 2011, 2012, and 2013.
Billionaire Hedge Funds
