Filing Details
- Accession Number:
- 0001144204-13-068547
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 19:43:17
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 19:43:17
- Original Submission Date:
- 2013-12-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167757 | Steven Hardie | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-13 | 15,746 | $7.58 | 705,588 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-16 | 9,088 | $7.66 | 696,500 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-17 | 7,041 | $7.62 | 689,459 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-13 | 8,624 | $7.58 | 212,294 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-16 | 5,209 | $7.66 | 207,085 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-17 | 4,170 | $7.62 | 202,915 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-13 | 3,450 | $7.58 | 3,094,410 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| Common Stock | Disposition | 2013-12-16 | 852 | $7.66 | 3,093,558 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie.
- Sold pursuant to Rule 10b5-1.
Billionaire Hedge Funds
