Home > Insider Trading > Filing (0001206774-13-004590)

Filing Details

Accession Number:: 0001206774-13-004590
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-20 19:39:22
Reporting Period:: 2013-12-20

Filing Date:: 2013-12-20
Accepted Time:: 2013-12-20 19:39:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1424399	Robert Bozeman	600 E. Las Colinas Blvd 1500 Dallas TX 75039		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-18	5,000	$1.10	5,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2012-05-01	0	$1.40	12,500	$1.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500		2022-05-01	No	4	A	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$6.25	2018-01-14	4,000	4,000	Direct
Common Stock	Stock Option	$6.40	2018-05-02	5,000	5,000	Direct
Common Stock	Stock Option	$2.60	2019-05-05	6,500	6,500	Direct
Common Stock	Stock Option	$3.56	2020-05-04	10,000	10,000	Direct
Common Stock	Stock Option	$2.90	2021-05-02	5,000	5,000	Direct
Common Stock	Stock Option	$1.92	2021-07-01	7,500	7,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-01-14	4,000	4,000	Direct
2018-05-02	5,000	5,000	Direct
2019-05-05	6,500	6,500	Direct
2020-05-04	10,000	10,000	Direct
2021-05-02	5,000	5,000	Direct
2021-07-01	7,500	7,500	Direct

Footnotes

Option granted 05/01/07 (#3747) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.