Filing Details
- Accession Number:
- 0001181431-13-064138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 19:14:24
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 19:14:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059790 | Pozen Inc | POZN | Pharmaceutical Preparations (2834) | 621657552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478570 | G. John Fort | C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-18 | 1,142 | $4.60 | 36,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-18 | 1,142 | $9.62 | 35,167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-19 | 2,380 | $4.60 | 37,547 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-19 | 2,380 | $9.62 | 35,167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-20 | 18,978 | $4.60 | 54,145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-20 | 18,978 | $9.63 | 35,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2013-12-18 | 1,142 | $0.00 | 1,142 | $4.60 |
| Common Stock | Stock Option | Acquisiton | 2013-12-19 | 2,380 | $0.00 | 2,380 | $4.60 |
| Common Stock | Stock Option | Acquisiton | 2013-12-20 | 18,978 | $0.00 | 18,978 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,858 | 2021-03-15 | No | 4 | M | Direct | |
| 41,478 | 2021-03-15 | No | 4 | M | Direct | |
| 22,500 | 2021-03-15 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2012.
Billionaire Hedge Funds
