Filing Details

Accession Number:
0001209191-13-058018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 17:59:44
Reporting Period:
2013-12-18
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 17:59:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313918 Cifc Corp. CIFC Finance Services (6199) 202008622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065319 Charlesbank Capital Partners Llc 200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1273276 Partnership Limited Partners Coinvestment Charlesbank C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1324895 Cb Offshore Equity Fund Vi Lp C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1331318 Partnership Limited Vi Fund Coinvestment Equity Charlesbank C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1381776 Charlesbank Equity Fund Vi, Limited Partnership C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1477486 Cifc Parent Holdings Llc C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
1518887 Charlesbank Cifc Holdings, Llc C/O Charlesbank Capital Partners, Llc
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-18 9,090,909 $9.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Charlesbank CIFC Holdings, LLC, Charlesbank Equity Fund VI, Limited Partnership, CB Offshore Equity Fund VI, L.P., Charlesbank Equity Coinvestment Fund VI, Limited Partnership and Charlesbank Coinvestment Partners, Limited Partnership (collectively, the "Charlesbank Funds") are Members of CIFC Parent Holdings LLC ("CIFC Parent") and have investment and voting control of CIFC Parent. Investment and voting control of the Charlesbank Funds is held by Charlesbank Capital Partners, LLC ("Charlesbank"), as a result, Charlesbank and the Charlesbank Funds may be considered to have beneficial ownership of shares of common stock of the Issuer held by CIFC Parent. Charlesbank and the Charlesbank Funds disclaim beneficial ownership of all such shares, except to the extent of their pecuniary interest therein.