Filing Details

Accession Number:
0001209191-13-057998
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 17:28:14
Reporting Period:
2013-12-18
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 17:28:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313918 Cifc Corp. CIFC Finance Services (6199) 202008622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493439 Bounty Investments, Llc C/O Renova U.s. Management Llc
900 Third Avenue, 19Th Floor
New York NY 10022
No No Yes No
1494506 Ltd Services Columbus Tz Pasea Estate, P.o. Box 958
Road Town, Tortola, D8 00000
No No Yes No
1494507 Trust Mayflower Morgan &Amp; Morgan Building
Pasea Estate
Road Town, Tortola, C5 00000
No No Yes No
1494509 Ltd. Overseas Maria Santa 2Nd Terrace West
Centreville, Nassau C5 00000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-18 9,090,909 $9.00 13,658,586 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The securities reported on this Form 4 report are directly held by DFR Holdings, LLC ("DFR Holdings"). Bounty Investments, LLC ("Bounty") has 99% of the percentage interest in DFR Holdings. Santa Maria Overseas Ltd., a Bahamanian company ("Santa Maria"), owns 80% of the equity interests of Bounty. Mayflower Trust, a Cayman Islands trust ("Mayflower") owns 100% of the equity interests of Santa Maria. TZ Columbus Services Limited, a British Virgin Islands corporation ("TZ"), is the trustee of Mayflower. Each reporting entity disclaims beneficial ownership of the reported securities except to the extent of such entity's pecuniary interest in them.