Filing Details

Accession Number:
0001181431-13-063793
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 17:08:44
Reporting Period:
2013-12-17
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 17:08:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
930775 Encision Inc ECIA.PK Surgical & Medical Instruments & Apparatus (3841) 841162056
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261174 W David Newton 8099 N. 63Rd Street
Longmont CO 80503
Vp Technology Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-17 12,500 $0.80 12,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2013-12-17 6,250 $0.00 6,250 $1.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,250 2013-12-17 2018-12-16 No 4 P Direct
Footnotes
  1. Reflects shares held by my wire, Kathleen Bette Newton.