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Home > Insider Trading > Filing (0001144204-13-068216)

Filing Details

Accession Number:: 0001144204-13-068216
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-19 17:04:05
Reporting Period:: 2013-12-18

Filing Date:: 2013-12-19
Accepted Time:: 2013-12-19 17:04:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495222	Oxford Lane Capital Corp.	OXLC	()	272859071

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1272733	Patrick Conroy	C/O Oxford Lane Capital Corp. 8 Sound Shore Drive Suite 255 Greenwich CT 06830	Cfo, Cco And Corp Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-18	2,000	$16.95	23,000	No	4	P	Direct
Common Stock	Acquisiton	2013-12-18	1,000	$16.99	24,000	No	4	P	Direct
Common Stock	Acquisiton	2013-12-19	1,000	$17.00	25,000	No	4	P	Direct
Common Stock	Acquisiton	2013-12-19	4,000	$17.02	29,000	No	4	P	Direct
Common Stock	Acquisiton	2013-12-19	400	$17.03	29,400	No	4	P	Direct
Common Stock	Acquisiton	2013-12-19	600	$17.05	30,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
7.50% Series 2023 Term Preferred Stock	10,000	Direct