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Filing Details

Accession Number:
0001044321-13-000175
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 16:36:50
Reporting Period:
2013-12-17
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 16:36:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044321 M David Greenhouse & W Austin Marxe C/o Special Situations Funds
527 Madison Avenue, Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-17 100,139 $1.08 727,868 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2013-12-18 19,062 $1.10 708,806 No 4 S Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
Footnotes
  1. This is a weighted average price.
  2. This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively 317,530 shares of Common Stock are held by QP, 95,658 shares of Common Stock are held by Cay, 146,629 shares of Common Stock are held by PE, 25,103 shares of Common Stock are held by Tech & 123,886 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cay, PE, Tech & Tech II is limited to the extent of his pecuniary interest.