Filing Details

Accession Number:
0001181431-13-063773
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 16:33:55
Reporting Period:
2013-12-18
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 16:33:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585064 Fidelity & Guaranty Life FGL Life Insurance (6311) 463489149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591634 J. Phillip Gass 1001 Fleet Street, 6Th Floor
Baltimore MD 21202
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-18 3,750 $0.00 3,750 No 4 A Direct
Common Stock Acquisiton 2013-12-18 5,000 $17.00 8,750 No 4 P Direct
Common Stock Acquisiton 2013-12-18 12,025 $0.00 20,775 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-12-18 3,408 $0.00 3,408 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,408 2020-12-12 No 4 A Direct
Footnotes
  1. Grant of restricted stock.
  2. Includes restricted stock.
  3. 5,411 shares of unrestricted common stock issued at the election of the reporting person in lieu of $75,000 cash director retainer and 6,614 additional shares of unrestricted common stock to offset the taxes associated with the receipt of such shares.
  4. The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.