Filing Details

Accession Number:
0001398344-13-005872
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 16:04:13
Reporting Period:
2013-12-17
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 16:04:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880406 Herzfeld Caribbean Basin Fund Inc CUBA () 650396889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310710 J Thomas Herzfeld The Herzfeld Caribbean Basin Fund Inc
119 Washington Avenue, Suite 504
Maimi FL 33139
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
The Herzfeld Caribbean Basin Fund (Common Shares) Acquisiton 2012-12-26 1,550 $7.59 182,828 No 4 J Direct
The Herzfeld Caribbean Basin Fund (Common Shares) Acquisiton 2013-12-17 2,000 $7.79 184,828 No 4 P Direct
The Herzfeld Caribbean Basin Fund (Common Shares) Acquisiton 2013-12-18 4,100 $7.80 188,928 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
No 4 P Direct