Filing Details

Accession Number:
0001544769-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 14:10:51
Reporting Period:
2013-12-17
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 14:10:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544769 J Brendon Fischer 2344 Spruce Street, Suite A
Boulder CO 80302
Assistant Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-17 775 $8.74 3,375 No 4 P Direct
Common Stock Acquisiton 2013-12-17 1,650 $8.74 5,025 No 4 P Direct
Common Stock Acquisiton 2013-12-17 750 $8.75 5,775 No 4 P Direct
Common Stock Acquisiton 2013-12-18 3,500 $8.75 9,275 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct