Filing Details

Accession Number:
0001140361-13-046729
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 16:35:21
Reporting Period:
2013-12-16
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 16:35:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1511737 Ubiquiti Networks Inc. UBNT Radio & Tv Broadcasting & Communications Equipment (3663) 320097377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433339 Ronald Sege 2580 Orchard Parkway
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-16 17,500 $10.77 17,500 No 4 M Direct
Common Stock Disposition 2013-12-16 17,500 $39.82 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-12-16 17,500 $0.00 17,500 $10.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,500 2022-11-12 No 4 M Direct
Footnotes
  1. Sale was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 13, 2013.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.25, inclusive. The reporting person undertakes to provide Ubiquiti Networks, Inc., any security holder of Ubiquiti Networks, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. 1/3 of the shares originally subject to the option became vested on October 4, 2013, and 1/36th of the shares originally subject to the option vest each month thereafter such that all shares shall be fully vested on October 4, 2015.