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Filing Details

Accession Number:
0000903423-13-000700
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 12:45:28
Reporting Period:
2013-12-18
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 12:45:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468702 China Investment Corp 16F-19F, New Poly Plaza
No.1 North Chaoyangmen Street
Beijing F4 100010
No No No Yes
1486353 Terrific Investment Corp New Poly Plaza, 25Th Floor
No.1 North Chaoyangmen Street
Beijing F4 100010
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-12-18 20,000,000 $12.91 105,468,788 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-12-18 46,000,000 $13.18 59,468,788 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price represents 96% of the public offering price of $13.450 per share of Common Stock ("Common Share") of The AES Corporation (the "Issuer").
  2. These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International Co., Ltd. ("CIC International"), which is the parent of Terrific and another wholly-owned subsidiary.
  3. CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.
  4. The price represents the public offering price of $13.450 per Common Share less the underwriters' discount of $0.269 per Common Share.
  5. These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International, which is the parent of Terrific and another wholly-owned subsidiary.
  6. CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation.