Filing Details
- Accession Number:
- 0001489096-13-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-17 18:30:24
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-17
- Accepted Time:
- 2013-12-17 18:30:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224935 | E Richard Goodrich | 1450 Lake Robbins Dr., Suite 400 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 8,358 | $5.20 | 35,479 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 8,358 | $27.32 | 27,121 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-13 | 8,358 | $0.00 | 8,358 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-04 | 2020-10-27 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Award | $0.00 | 2,488 | 2,488 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,488 | 2,488 | Direct |
Footnotes
- Options vested and became fully exercisable in connection with the Issuer's initial public offering.
- On August 1, 2013, the reporting person was granted a restricted stock award which will vest on the first anniversary of the grant date.
Billionaire Hedge Funds
