Filing Details

Accession Number:
0001127602-13-034895
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 18:11:24
Reporting Period:
2013-12-16
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 18:11:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468516 Aol Inc. AOL Services-Computer Processing & Data Preparation (7374) 204268793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529069 B. Matthew Kelpy 22000 Aol Way
Dulles VA 20166
Controller And C A O No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2013-12-16 3,087 $19.00 16,114 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-12-16 3,087 $44.31 13,027 No 4 S Direct
Common Stock, Par Value $0.01 Acquisiton 2013-12-16 1,697 $13.01 14,724 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-12-16 1,697 $44.27 13,027 No 4 S Direct
Common Stock, Par Value $0.01 Acquisiton 2013-12-16 1,388 $16.26 14,415 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-12-16 1,388 $44.29 13,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-12-16 3,087 $0.00 3,087 $19.00
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-12-16 1,697 $0.00 1,697 $13.01
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-12-16 1,388 $0.00 1,388 $16.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,346 2021-02-03 No 4 M Direct
7,149 2021-11-14 No 4 M Direct
7,233 2022-02-14 No 4 M Direct
Footnotes
  1. Includes 393 shares of AOL Inc. (the "Company") common stock purchased on November 15, 2013 pursuant to the terms of the Company Employee Stock Purchase Plan.
  2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.17 to $44.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.18 to $44.43, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.18 to $44.53, inclusive.
  6. One quarter of the shares subject to the stock option vested on February 4, 2012 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
  7. The shares subject to the stock option vest and become exercisable over a four-year period. One quarter of the shares subject to the stock option vested on September 1, 2012 and, subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
  8. The shares subject to the stock option vest and become exercisable over a four-year period. One quarter of the shares subject to the stock option vested on February 15, 2013 and, subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.