Filing Details
- Accession Number:
- 0001179110-13-018047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 18:17:36
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 18:17:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194694 | Mark Lerner | 6601 S. Bermuda Road Las Vegas 89119 | Svp, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-12-12 | 500 | $37.76 | 5,747 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2013-12-12 | 500 | $75.04 | 5,247 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-12-12 | 1,500 | $42.54 | 6,747 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2013-12-12 | 1,500 | $75.04 | 5,247 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2013-12-12 | 1,997 | $74.95 | 3,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-12-12 | 500 | $0.00 | 500 | $37.76 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-12-12 | 1,500 | $0.00 | 1,500 | $42.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500 | 2018-12-06 | No | 4 | M | Direct | |
| 0 | 2016-10-16 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices from $74.95 to $74.96. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock options vest as follows: (i) 500 on December 6, 2012; (ii) 500 on December 6, 2013; and, (iii) 500 on December 6, 2014.
- Stock options vested as follows: (i) 3,000 on October 16, 2011; (ii) 1,500 on October 16, 2012; and, (iii) 1,500 on October 16, 2013.
- Granted as compensation for services.
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