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Home > Insider Trading > Filing (0001209191-13-057169)

Filing Details

Accession Number:: 0001209191-13-057169
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-16 17:25:05
Reporting Period:: 2013-12-13

Filing Date:: 2013-12-16
Accepted Time:: 2013-12-16 17:25:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013238	Aradigm Corp	ARDM	Electromedical & Electrotherapeutic Apparatus (3845)	943133088

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218821	Virgil Thompson	C/O Aradigm Corp 3929 Point Eden Way Hayward CA 94545		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-12-13	3,340	$0.17	996,722	No	4	S	Direct
Common Stock	Acquisiton	2013-12-13	10,000	$0.16	1,006,722	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-12-13	10,000	$0.00	10,000	$0.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
190,000		2019-05-15	No	4	M	Direct

Footnotes

This option vests in equal quarterly installments over one year from May 15, 2009.