Filing Details
- Accession Number:
- 0001127602-13-034644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 15:18:14
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 15:18:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548438 | J Patrick Grismer | 1441 Gardiner Lane Louisville KY 40213 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-13 | 1,931 | $24.02 | 1,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 1,931 | $72.36 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 2,226 | $24.47 | 2,226 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 1,486 | $72.37 | 740 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-12-13 | 740 | $72.31 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-13 | 1,931 | $0.00 | 1,931 | $24.11 |
| Common Stock | Stock Appreciation Right | Disposition | 2013-12-13 | 2,226 | $0.00 | 2,226 | $24.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-11-18 | 2015-11-18 | No | 4 | M | Direct |
| 16,630 | 2007-01-26 | 2016-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,240 | Indirect | 401(k) Plan |
| Common Stock | 1,600 | Indirect | Family Trust |
| Common Stock | 8,500 | Indirect | Individual Retirement Account |
| Common Stock | 1,500 | Indirect | Personal Trust |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
