Filing Details
- Accession Number:
- 0001273412-13-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 15:04:39
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 15:04:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236749 | A Frank Kissel | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-1538 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 2,050 | $17.00 | 115,999 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-12-12 | 300 | $17.00 | 3,815 | No | 4 | P | Indirect | Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,753 | Indirect | 401K Plan/Profit Sharing Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option | $27.51 | 2004-01-09 | 2014-01-09 | 28,873 | 28,873 | Direct |
| Common Stock | Stock options (right to buy) | $26.76 | 2017-01-03 | 5,250 | 5,250 | Direct | |
| Common Stock | Stock options (right to buy) | $23.40 | 2018-01-02 | 5,250 | 5,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-09 | 28,873 | 28,873 | Direct |
| 2017-01-03 | 5,250 | 5,250 | Direct |
| 2018-01-02 | 5,250 | 5,250 | Direct |
Footnotes
- The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- Includes profit-sharing contributions and earnings since last filing.
Billionaire Hedge Funds
