Filing Details

Accession Number:
0001273412-13-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-16 14:50:55
Reporting Period:
2013-12-04
Filing Date:
2013-12-16
Accepted Time:
2013-12-16 14:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577818 A Karen Rockoff 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921-1538
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 2,271 $0.00 2,571 No 4 A Direct
Common Stock Acquisiton 2013-12-12 75 $17.00 2,646 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $14.06 2023-04-15 1,000 1,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-04-15 1,000 1,000 Direct
Footnotes
  1. The options were exercisable in five equal annual installments on April 15, 2014, 2015, 2016, 2017 and 2018.