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Filing Details

Accession Number:
0001273412-13-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-16 14:45:14
Reporting Period:
2013-12-12
Filing Date:
2013-12-16
Accepted Time:
2013-12-16 14:45:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422194 Jr Mw Finn Caspersen 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921
Sevp & Chief Counsel Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-12 5,944 $17.00 66,406 No 4 P Direct
Common Stock Acquisiton 2013-12-12 261 $17.00 1,167 No 4 P Indirect Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Profit Sharing Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $28.57 2014-03-29 11,549 11,549 Direct
Common Stock Stock Option (right to buy) $26.76 2017-01-03 2,100 2,100 Direct
Common Stock Stock Option (right to buy) $23.40 2018-01-02 3,150 3,150 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-29 11,549 11,549 Direct
2017-01-03 2,100 2,100 Direct
2018-01-02 3,150 3,150 Direct
Footnotes
  1. The options were exercisable in five equal annual installments on March 29, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  2. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
  3. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
  4. Includes profit-sharing contributions and earnings since last filing.