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Filing Details

Accession Number:
0001580695-13-000206
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-16 12:17:56
Reporting Period:
2013-06-30
Filing Date:
2013-12-16
Accepted Time:
2013-12-16 12:17:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1309082 Lucas Energy Inc. LEI Crude Petroleum & Natural Gas (1311) 980417780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561439 Charles Anthony Schnur 3555 Timmons Lane, Suite 1550
Houston TX 77027
Ceo & President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-30 3,876 $1.29 22,577 No 4 A Direct
Common Stock Disposition 2013-06-30 1,025 $1.29 21,552 No 4 F Direct
Common Stock Acquisiton 2013-09-30 4,033 $1.24 25,585 No 4 A Direct
Common Stock Disposition 2013-09-30 1,067 $1.24 24,518 No 4 F Direct
Common Stock Acquisiton 2013-12-11 2,000 $0.99 26,518 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,461 Indirect By IRA
Footnotes
  1. Effective November 1, 2012 (and amended and restated December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due June 30, 2013, which shares were not physically issued until November 21, 2013.
  2. Shares forfeited/withheld in lieu of payment of tax liability in connection with the transaction described in footnote 1, above.
  3. Effective November 1, 2012 (and amended and restated December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment shares due September 30, 2013, which shares were not physically issued until November 21, 2013.
  4. Shares forfeited/withheld in lieu of payment of tax liability in connection with the transaction described in footnote 3, above.