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Filing Details

Accession Number:
0001209191-13-056975
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-13 19:47:29
Reporting Period:
2013-12-11
Filing Date:
2013-12-13
Accepted Time:
2013-12-13 19:47:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1392380 Gevo Inc. GEVO Industrial Organic Chemicals (2860) 870747704
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032453 Vinod Khosla C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1471809 Khosla Ventures Iii, L.p. C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1501927 Vk Services, Llc C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1501934 Khosla Ventures Associates Iii, Llc C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1501935 Khosla Ventures I, L.p. C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1501936 Khosla Ventures Associates I, Llc C/o Khosla Ventures
2128 Sand Hill Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-11 1,111,111 $0.00 3,175,225 No 4 P Indirect See footnote
Common Stock Acquisiton 2013-12-11 1,111,111 $0.00 1,111,111 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2013-12-11 1,111,111 $0.00 1,111,111 $1.85
Common Stock Common Stock Warrant (right to buy) Acquisiton 2013-12-11 1,111,111 $0.00 1,111,111 $1.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,111,111 2013-12-11 2016-12-16 No 4 A Indirect
1,111,111 2013-12-11 2018-12-16 No 4 A Indirect
Footnotes
  1. The securities are owned by Khosla Ventures III ("Khosla III"). VK Services, LLC serves as the manager of Khosla Ventures Associates III, LLC ("KVA III"), which serves as the general partner of Khosla III. Vinod Khosla is the managing member of VK Services, LLC and Vinod Khosla may be deemed to possess sole voting and investment control over the shares owned by Khosla III and may be deemed to have indirect beneficial ownership of such shares. Neither KVA III nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  2. Each common stock unit consists of one share of common stock and a warrant to purchase one share of common stock, at a public offering price of $1.35 per common stock unit. Each warrant inlcuded in a common stock unit will have an exercise price of $1.85 per share share, will be exercisable from the date of original issuance and will expire on December 16, 2018. The shares of common stock and the warrants will be immediately separable and will be issued separately.
  3. The securities are owned by KFT Trust, for which Vinod Khosla and his spouse are the trustees. Mr. Khosla may be deemed to possess voting and investment control over such shares, and to have indirect beneficial ownership of such shares. Mr. Khosla disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. The warrants are subject to ownership limitations, such that the warrants are not exercisable to the extent that their exercise would result in the beneficial ownership by the holder in the Issuer's securities to exceed certain thresholds. A more complete description of the ownership limitations is set forth in the Prospectus Supplement, filed by the issuer with the Securities and Exchange Commission on December 12, 2013.