Filing Details
- Accession Number:
- 0000892222-13-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-13 16:35:43
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-13
- Accepted Time:
- 2013-12-13 16:35:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892222 | Craft Brew Alliance Inc. | BREW | Malt Beverages (2082) | 911141254 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438839 | Sebastian V Pastore | 929 North Russell Street Portland OR 97227 | Evp, Brewing, Operations & Log | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-11 | 1,782 | $7.63 | 13,318 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-11 | 2,800 | $9.28 | 16,118 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-11 | 1,581 | $6.88 | 17,699 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-11 | 6,163 | $15.08 | 11,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-12 | 3,057 | $6.88 | 14,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-12 | 12,036 | $2.39 | 26,629 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-12 | 4,553 | $1.25 | 31,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-12 | 19,646 | $14.55 | 11,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-13 | 1,197 | $1.25 | 12,733 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-13 | 1,197 | $14.98 | 11,536 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-13 | 3,500 | $0.00 | 8,036 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-12-11 | 1,782 | $0.00 | 1,782 | $7.63 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-11 | 2,800 | $0.00 | 2,800 | $9.28 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-11 | 1,581 | $0.00 | 1,581 | $6.88 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-12 | 3,057 | $0.00 | 3,057 | $6.88 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-12 | 12,036 | $0.00 | 12,036 | $2.39 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-12 | 4,553 | $0.00 | 4,553 | $1.25 |
| Common Stock | Employee Stock Option | Disposition | 2013-12-13 | 1,197 | $0.00 | 1,197 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 0 | 2013-05-25 | 2021-05-25 | No | 4 | M | Direct |
| 0 | 2013-12-07 | 2020-12-07 | No | 4 | M | Direct |
| 0 | 2013-12-07 | 2020-12-07 | No | 4 | M | Direct |
| 0 | 2013-04-01 | 2020-04-01 | No | 4 | M | Direct |
| 0 | 2013-02-11 | 2019-02-11 | No | 4 | M | Direct |
| 0 | 2013-02-11 | 2019-02-11 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average sales price. The prices actually received range from $15.00 to $15.18. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
- The price in column 4 is a weighted average sales price. The prices actually received range from $14.50 to $15.03. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
- Shares were transferred pursuant to a gift of the Company's Common Stock.
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