Filing Details
- Accession Number:
- 0001288257-13-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 20:05:25
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 20:05:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213275 | Douglas Robert Kelly | C/O Solarcity Corporation 3055 Clearview Way San Mateo CA 94402 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 20,000 | $5.92 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-12 | 20,000 | $50.32 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stokc | Option to purchase Common Stock | Disposition | 2013-12-12 | 20,000 | $0.00 | 20,000 | $5.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 312,014 | 2021-10-24 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2013.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.45 to $50.775, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents an option in which 20% of the shares subject to the option shall vest and become exercisable upon the achievement of each of certain capital-raising transactions as described in the option agreement, subject to the continued employment of the reporting person with the issuer.
Billionaire Hedge Funds
