Filing Details

Accession Number:
0001209191-13-056718
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 19:13:36
Reporting Period:
2013-12-10
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 19:13:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525884 David Perez C/O Palladium Equity Partners Iii, L.p.,
1270 Avenue Of The Americas, Suite 2200
New York NY 10020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Acquisiton 2013-12-10 2,000 $15.00 0 No 4 M Direct
Common Stock, Par Value $0.10 Per Share Disposition 2013-12-10 4,691 $29.61 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-12-10 2,000 $0.00 2,000 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-03-27 No 4 M Direct
Footnotes
  1. Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
  2. This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
  3. The option vests in five equal annual installments beginning on March 27, 2012.