Filing Details
- Accession Number:
- 0001525175-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 17:10:11
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 17:10:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525175 | C Maria Green | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Sr. Vp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-10 | 6,500 | $47.13 | 18,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-10 | 6,500 | $80.52 | 11,809 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-12-10 | 6,500 | $0.00 | 6,500 | $47.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 347 | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $42.08 | 2006-12-07 | 2016-02-01 | 13,000 | 13,000 | Direct |
| Common Stock | Employee Stock Option | $51.60 | 2008-02-09 | 2017-02-09 | 7,500 | 7,500 | Direct |
| Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 7,500 | 7,500 | Direct |
| Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 10,859 | 10,859 | Direct |
| Common Stock | Restricted Stock Unit (granted 2/11/2011) | $0.00 | 1,183 | 1,183 | Direct | ||
| Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 43,554 | 43,554 | Direct |
| Common Stock | Performance Restricted Stock Unit (granted 2/10/2012) | $0.00 | 5,385 | 5,385 | Direct | ||
| Common Stock | Employee Stock Option | $63.25 | 2014-02-15 | 2023-02-15 | 33,910 | 33,910 | Direct |
| Common Stock | Performance Restricted Stock Unit (granted 2/15/2013) | $0.00 | 5,270 | 5,270 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-02-01 | 13,000 | 13,000 | Direct |
| 2017-02-09 | 7,500 | 7,500 | Direct |
| 2018-02-08 | 7,500 | 7,500 | Direct |
| 2021-02-11 | 10,859 | 10,859 | Direct |
| 1,183 | 1,183 | Direct | |
| 2022-02-10 | 43,554 | 43,554 | Direct |
| 5,385 | 5,385 | Direct | |
| 2023-02-15 | 33,910 | 33,910 | Direct |
| 5,270 | 5,270 | Direct |
Footnotes
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan as of December 10, 2013.
- Options vest in four (4) equal annual installments beginning one year from the date of grant.
- Each restricted stock unit (RSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each RSU vests 100% three years from the date of grant.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.
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