Filing Details

Accession Number:
0001181431-13-062567
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 17:03:02
Reporting Period:
2013-12-10
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 17:03:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525544 Glynn C Quattlebaum C/O Regional Management Corp.
509 West Butler Road
Greenville SC 29607
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-10 30,000 $5.46 110,131 No 4 M Direct
Common Stock Disposition 2013-12-10 30,000 $29.61 80,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-10 30,000 $0.00 30,000 $5.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
264,844 2017-03-21 No 4 M Direct
Footnotes
  1. The stock option is vested and currently exercisable; 20% vested on October 11, 2007, 20% vested on March 21, 2008, 20% vested on March 21, 2009, 20% vested on March 21, 2010 and 20% vested on March 21, 2011.
  2. This amount represents the $31.00 public offering price per share of the Issuer's common stock less the underwriting discount of $1.395 per share.