Filing Details

Accession Number:
0001127602-13-034440
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 12:36:12
Reporting Period:
2013-12-10
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 12:36:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808362 Baker Hughes Inc BHI Oil & Gas Field Machinery & Equipment (3533) 760207995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173587 A James Lash 2929 Allen Parkway, Suite 2100
Houston TX 77019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 279 $35.81 15,072 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 279 $53.42 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 254 $39.23 15,047 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 254 $53.42 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 1,028 $29.18 15,821 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 1,028 $53.43 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 759 $39.52 15,552 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 759 $53.42 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 634 $47.28 15,427 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 634 $53.41 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 566 $47.44 15,359 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 566 $53.40 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2013-12-10 684 $39.30 15,477 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 684 $53.36 14,793 No 4 S Direct
Common Stock, $1.00 Par Value Disposition 2013-12-10 7,600 $53.28 7,193 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 279 $0.00 279 $35.81
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 254 $0.00 254 $39.23
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 1,028 $0.00 1,028 $29.18
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 759 $0.00 759 $39.52
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 634 $0.00 634 $47.28
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 566 $0.00 566 $47.44
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2013-12-10 684 $0.00 684 $39.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-01-28 2014-01-28 No 4 M Direct
0 2005-07-28 2014-07-28 No 4 M Direct
0 2010-01-21 2019-01-21 No 4 M Direct
0 2010-07-22 2019-07-22 No 4 M Direct
0 2011-01-19 2020-01-19 No 4 M Direct
1,134 2022-01-25 No 4 M Direct
1,369 2022-07-16 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.42 - $53.43, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 - $53.41, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.36 - $53.37, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.281 - $53.291, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Option vest(ed) in three annual installments beginning one year from grant date.