Filing Details

Accession Number:
0001209191-13-056475
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 09:00:31
Reporting Period:
2013-12-11
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 09:00:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Nuverra Environmental Solutions Inc. NES Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438116 Christopher Chisholm C/O Nuverra Environmental Solutions, Inc
14624 N. Scottsdale Rd., Suite 300
Scottsdale AZ 85254
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-11 3,000 $14.46 18,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.425 to $14.49. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
  2. This amount includes the receipt of 15,000 shares of common stock upon the vesting of restricted stock granted on November 15, 2011 pursuant to the Issuer's 2009 Equity Incentive Plan. These 15,000 shares of restricted stock are scheduled to vest 100% on the third anniversary of the date of the grant.