Filing Details

Accession Number:
0001238284-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 17:16:05
Reporting Period:
2013-12-09
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 17:16:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321741 Gladstone Investment Corporation GAIN () 830423116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238284 Lee Terry Brubaker 1521 Westbranch Drive, Suite 100
Mclean VA 22102
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-09 1,000 $7.51 44,659 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,281 Indirect By spouse
Footnotes
  1. Mr. Brubaker disclaims any and all beneficial ownership of the shares held by his spouce. Inclusion of such shares in this report shall not be deemed an admission that Mr. Brubaker is an owner of such shares for purposees of Section 16 or for any other purpose.