Filing Details

Accession Number:
0001127602-13-034278
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-10 18:02:25
Reporting Period:
2013-12-06
Filing Date:
2013-12-10
Accepted Time:
2013-12-10 18:02:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182969 P Kevin Mccarthy 1 Fountain Square
Chattanooga TN 37402
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-06 36,660 $23.74 215,171 No 4 M Direct
Common Stock Acquisiton 2013-12-06 17,700 $20.78 232,871 No 4 M Direct
Common Stock Acquisiton 2013-12-06 5,700 $26.29 238,571 No 4 M Direct
Common Stock Disposition 2013-12-06 60,667 $34.01 177,904 No 4 S Direct
Common Stock Acquisiton 2013-12-09 7,406 $23.74 185,310 No 4 M Direct
Common Stock Acquisiton 2013-12-09 5,822 $20.78 191,132 No 4 M Direct
Common Stock Acquisiton 2013-12-09 1,715 $26.29 192,847 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-06 36,660 $0.00 36,660 $23.74
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-06 17,700 $0.00 17,700 $20.78
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-06 5,700 $0.00 5,700 $26.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-09 7,406 $0.00 7,406 $23.74
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-09 5,822 $0.00 5,822 $20.78
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-09 1,715 $0.00 1,715 $26.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,406 2016-02-21 No 4 M Direct
5,822 2018-02-25 No 4 M Direct
9,919 2019-02-22 No 4 M Direct
0 2016-02-21 No 4 M Direct
0 2018-02-25 No 4 M Direct
8,204 2019-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,856 Indirect By N-Q 401(k) Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
  2. Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Includes 84,727 stock-settled RSUs, and 148,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  4. Includes 84,727 stock-settled RSUs, and 153,844 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  5. Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. Includes 84,727 stock-settled RSUs, and 93,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  7. Includes 84,727 stock-settled RSUs, and 100,583 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  8. Includes 84,727 stock-settled RSUs, and 106,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  9. Includes 84,727 stock-settled RSUs, and 108,120 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  10. The options vest in three equal annual installments beginning on February 21, 2009.
  11. The options vest in three equal annual installments beginning on February 25, 2011.
  12. The options vest in three equal annual installments beginning on February 22, 2012.